Posts Tagged ‘Responsible officers’

Revalidation procedures will be tightened

By Mike Broad - 31st March 2011 4:49 pm

The Department of Health has pledged to tighten up revalidation procedures to intervene earlier over poorly performing doctors, in the wake of Health Select Committee recommendations.

The all-party group of MPs claimed that revalidation processes were in danger of being too light touch, focusing on remediation rather than removing problem doctors from contact with patients.

The committee recommended that ‘the need to identify inadequate and potentially dangerous doctors must not be overlooked or diminished in the general move to use revalidation to eliminate unsatisfactory practice and improve overall performance’.

The government responded that ‘in essence, revalidation provides a positive affirmation of a doctor’s fitness to practise. Alongside this, enhanced systems of appraisal, clinical governance and responsible officers that underpin revalidation must be robust enough to identify and tackle poor performance at an early stage’.

Work is currently underway, the government said, to provide the necessary training for responsible officers to be able to identify and manage concerns. GMC guidance will detail which sanctions should be given when a doctor’s performance is poor under revalidation, and when fitness to practise procedures should be triggered.

Health secretary Andrew Lansley welcomed the report’s recommendations. He said: “Maintaining rigorous standards is critical to offering good care. Patients and the public have the right to expect that the doctors who care for them are up to date and fit to practise.

“All NHS organisations had to nominate or appoint a responsible officer from 1 January. Their role is key to ensuring robust, consistent and fair confirmation of doctors’ fitness to practise that will support revalidation. Patient safety is paramount. We will continue to work closely with the GMC and other bodies to test revalidation to ensure the system is effective, supports high quality care and provides confidence to patients and the public.”

Read the full response.

Deliver revalidation on time, GMC told

By Mike Broad - 9th February 2011 10:37 am

The development of revalidation has taken too long and, from now on, the GMC should be accountable to Parliament, the health select committee has concluded.

The cross-party group of MPs urged the GMC to get on with implementing revalidation and making itself more accountable.

It says: “Now that late 2012 has been set as the date of implementation, we look to the GMC to ensure that there are no further delays and that the current target date is achieved.”

The current proposals need more work, it adds. The health select committee expresses concern over the “instinctive” use of the word ‘remediation’ and calls for more guidance for Responsible Officers (medical managers who sign off doctors’ revalidation locally or raise concerns with the regulator) about how they deal with colleagues’ underperformance.

It says: “While it is important to ensure that the rights and legitimate interests of doctors are safeguarded, the primary purpose of revalidation is to protect the interests of patients.”

Niall Dickson, chief executive of the GMC, responded: “This report makes clear that the committee shares the joint commitment of the GMC and the four UK health departments to introduce revalidation by the end of 2012. It remains our number one priority.

“The report rightly highlights areas where more work is needed - for example, on remediation we remain committed to supporting the four health departments who are taking the lead on this important issue. We are also working on a number of other fronts to make sure revalidation is fit for purpose and we will be supporting the newly appointed Responsible Officers to achieve this.”

The health select committee also criticised the “patchy” nature of appraisal and suggested progress was needed on enabling the GMC to test the language skills of doctors entering the UK.

While the report was broadly welcomed by the profession, Professor Peter Furness, Academy of Medical Royal Colleges Revalidation Lead, warned that consultants would need sufficient time to revalidate. The AMRC has recommended 1.5 SPAs in the past.

He said: “The Academy is concerned that in the current challenging financial climate there are likely to be pressures on time made available to doctors. Doctors need time to keep themselves up to date and to demonstrate that they are doing so. We would recommend that this is addressed as a priority.”

The Royal College of Surgeons expressed disappointment that its calls for a risk-based approach have gone unheeded.

Professor Antony Narula, Royal College of Surgeons’ council member for revalidation, said: “The college has repeatedly called for a risk based approach to revalidation with the focus on doctors with non-standard careers, particularly locums, instead of doctors working full time in an NHS trust with existing appraisal and clinical governance systems.

“Unlike the committee, we do not agree that the Responsible Officers Regulations have provided sufficient clarification. We also remain concerned that monitoring of the whole of a doctors practice is not embedded in the system and there is currently no imperative for organisations to share information about clinicians who work in more than one place.”

Read more feedback to the revalidation inquiry.

One in 20 doctors could face investigation

Pulse - 7th October 2009 11:43 am

One in 20 doctors could face investigation by the government’s new network of responsible officers in the first two years of the system, it has been revealed.

Department of Health predictions show it is anticipating a 20% increase in the number of GPs referred to their employer by the new army of investigators.

It suggests this will lead to an additional 208 doctors being subject to remediation, with the percentage of overall cases resolved with some form of remediation increasing by 75%.

But the documents also reveal that the £200,000-a-year responsible officers - almost all likely to be trusts’ clinical directors - will get a maximum of just two days training to take on the job of deciding GPs’ careers.

The DoH suggests the introduction of responsible officers, a key part of revalidation, will lead to a 37.5% reduction in the proportion of cases referred to the GMC, with 67 fewer cases sent to the Council.

But although the DH impact assessment estimates an overall drop of 15% in the number of cases being formally investigated, it suggests that earlier and improved detection of cases will see 20% more GPs being referred to their employer - an additional 378 cases per year.

Read more at Pulse.

Revalidation challenges for independent sector

By Geoffrey Glazer, chairman of FIPO - 29th September 2009 5:41 pm

All doctors know that revalidation is coming down the line. Recertification will be necessary for specialists and GPs and every doctor who wishes to remain on the specialist register will need to report to a responsible officer, who will be the link to the GMC and revalidation.

At the moment the first draft on RO functions is out for consultation and will be laid before parliament in early 2010. ROs must be in position by October 2010 with revalidation beginning in 2011.

This raises a large number of issues for all doctors, the first being which RO they must report to. Currently, the documentation suggests that NHS consultants will report via their trusts where it is envisaged that, in the main, the medical director will take on this role. Independent consultants with practising privileges at a private hospital will report to the hospital where they do most work. Thus all independent sector hospitals (or groups) will need to appoint an RO.

The RO will only be able to accept suitable appraisals which are now to be strengthened and will include multi-source feedback. The appraisal system has yet to be formalised and the Academy of Royal Colleges has outlined its view; there is clearly a move towards specialty driven appraisals. All independent sector consultants will need to go through an accredited appraisal system.

The Federation of Independent Practitioner Organisations (FIPO) working in conjunction with other groups such as the London Consultants’ Association will reinforce the appraisal systems that already exist for consultants in the independent sector.

The work for the RO will be massive as there will have to be cross liaison between all hospitals where the consultant has an affiliation. The majority of consultants in the independent sector have an NHS appointment and they will have to take forward to their NHS RO all the details of their work in any private arena; this is “whole practice appraisal” writ large.

So the independent sector will need to produce more precise clinical data and reports on incidents/complaints but as a consultant may work in more than one independent hospital the network could be complex and costly.

There are also questions over data availability, conflicts of interest, fairness, standardisation of appraisals, funding and what constitutes an “incident” plus a general fear that unfounded allegations may end up on a doctor’s file. These are yet to receive satisfactory answers.  

Many of these issues will be explored at a forthcoming conference, Consultant Revalidation in the Independent Sector, on 24 November in London. It’s CPD recognised, and full details are available here.

Fears over revalidation’s ‘responsible officer’

By Francesca Robinson - 3rd September 2009 10:14 am

Medical directors fear they could be held accountable for failing to identify an incompetent doctor if they accept the new role of ‘responsible officer’ being introduced as part of revalidation reforms.

Responsible officers will make recommendations on the relicensing of doctors, handle complaints locally about the conduct and performance of individual doctors and refer those who fall short of fitness to practise standards to the GMC.

New details about the role have been published by the Department of Health. 

Medical directors of hospital trusts are most likely to take on the work as they already carry out many of the clinical governance tasks associated with the new role.

But the document leaves a number of issues unresolved, complains the Medical Directors Committee of the Association of UK University Hospitals (AUKUH).

It worries that if a responsible officer informs the GMC that a doctor is fit for revalidation who then goes on to cause a serious incident, he or she will be called to account. 

The guidance also fails to clarify what training will be available for responsible officers and how the new system will be paid for. 

 “It is evident that there will need to be organisational support for the responsible officer and the costs of this would be significant. Further clarity is required on how this will be funded,” said Dr Steve Powis, medical director of the Royal Free Hampstead Trust and chair of the AUKUH Medical Directors Committee.

He said there were also unanswered questions about whether locum agencies should have their own responsible officer and how revalidation will affect junior doctors who pass through several organisations.

Professor Jenny Simpson, chief executive of the British Association of Medical Managers, said: “Many NHS organisations already have careful and thoughtful systems in place to review and support the work of their doctors, and they will see how the new framework provides a solid legal foundation for their revalidation recommendations to the GMC.

“Medical managers are used to operating in complex, judgemental areas in patient’s interests and will, I am sure, embrace this opportunity for legal clarity and guidance.”

But medical defence organisations have criticised the proposals as unworkable. Dr Nick Clements, the Medical Protection Society’s head of medical services in Leeds, said the responsibilities of the responsible officer were “huge”.

He fears that trusts would have problems implementing the changes. “We work with a lot of medical directors who are good at their job and their organisations are good at providing resources which enable them to discharge their function but equally we deal with other organisations who seem extremely amateurish in comparison and how they are going to get to grips with this causes enormous concern.”

Dr Clements said they were also worried about a lack of safeguards in the proposals to deal with perceived conflicts of interest. ”In our experience doctors facing criticism often feel there is a degree of animosity between themselves and an individual or the entire organisation,” he warned.

Dr Hugh Stewart, head of case decisions at the Medical Defence Union, said: “We are not convinced that the case has been made for these changes which will be administratively burdensome.

“We very much hope that they will not lead to any extra layers of regulation in terms of additional unnecessary investigations over and above those that already take place.”

The guidance has been published as part of a consultation on the proposed legal framework for responsible officers and their duties and doctors are urged to contribute.