Posts Tagged ‘OHPA’

GMC unveils new adjudication proposals

By Mike Broad - 22nd March 2011 9:50 am

A new tribunal service for doctors facing serious concerns about their practice has been proposed by the GMC.

The Medical Practitioners Tribunal Service would be separate from the regulator’s other work in investigating cases and presenting them for adjudication. And the GMC claims it will create management and reporting arrangements that support this divide.

Improvements to the adjudication process include the introduction of legally qualified chairs, more efficient hearing process and a single centralised hearing centre. The GMC claims these changes are designed to speed up the process.

The consultation on the proposals follows the coalition government’s decision not to proceed with the establishment of the separate Office of the Health Professions Adjudicator, which was poised to take over the judgement of doctors’ fitness to practise.

The new internal tribunal service would be led by an independent chair with significant judicial experience.

Niall Dickson, the GMC’s chief executive, said: “Panels already make their own decisions and they do not always accept what the GMC proposes. But we believe we can enhance this autonomy and make it absolutely clear that the appointment and management of panels and the monitoring of their decisions are all under independent control. It will also mean a clear separation between our investigation work and hearings.”

The GMC is consulting separately on major changes to the way fitness to practise cases are dealt with at the end of an investigation - these are designed to encourage doctors to accept proposed sanctions in order to protect the public without the need to refer the case for a hearing.

While the GMC claims it will reduce stress for all involved, critics suggest it’s a cost cutting measure.

Dickson added: “Only a very small proportion of doctors come before a hearing, but for those who do it can have significant consequences. It is vital we get this right and we are looking forward to hearing responses to our ideas.”

The previous administration was in the process of transferring adjudication to the Office of the Health Professions Adjudicator, with the GMC just retaining its role in investigating and prosecuting fitness to practise cases. The separation of these functions was first proposed by Dame Janet Smith in the Shipman Inquiry.

However, as part of the “bonfire of quangos”, the coalition government decided to bin the fledgling OHPA and let the GMC to continue to decide on the sanctions imposed on doctors through a separate disciplinary tribunal.

When initially proposed, Dr Mike Devlin, head of advisory services at the MDU, said: “While we support the motivation for the suggestion that the GMC could set up a separate disciplinary tribunal, we do not see that such a body, which would remain under the auspices of the GMC, will ever be sufficiently independent. We are also concerned that attempts to try to make it independent will be more costly than the current system, with doctors having to bear these additional costs.”

The GMC’s annual retention fee was frozen at £420 for 2011/12.

Read the full consultation document.

The consultation is open until Monday 13 June. Submit your views here.

GMC to retain adjudication on fitness to practise

By Mike Broad - 9th December 2010 1:12 pm

The government has confirmed it will scrap the fledgling regulator that was set to preside over the adjudication of doctors’ fitness to practise, allowing the GMC to retain control of the process.

The coalition will repeal legislation creating the Office of the Health Professions Adjudicator and, in separate legislation, will take steps to enhance the independence of adjudication at the GMC.

A Department of Health response to a consultation on the original proposals suggests that the highest volume of respondents (45%) agreed with the coalition’s preferred option of modernising existing GMC processes.

The OHPA was set up at the beginning of the year after the Shipman Inquiry criticised the GMC for being ‘prosecutor, judge and jury’ and was set to take over the adjudication role on fitness to practise cases. The GMC would have been left with an investigatory role. However, financial pressures prompted a re-think by the coalition government and OHPA was tossed on the ‘bonfire of the quangos’.

Niall Dickson, chief executive of the GMC, welcomed the decision. He said: “We are committed to taking forward a programme of major reform to create an efficient and modern adjudication function which operates independently from our other work.

“We plan to separate entirely our investigation activity and the presentation of cases from adjudication by creating a new tribunal service. This will have its own chair, appointed through an independent process, who will report directly to Parliament on an annual basis.

“We intend to embrace the challenge we have been set, and believe we can make considerable progress, ahead of any legislative changes.”

Defence bodies have previously criticised the prospect of the GMC retaining the powers of adjudication. In October, Dr Mike Devlin, head of advisory services at the MDU, said: “While we support the motivation for the suggestion that the GMC could set up a separate disciplinary tribunal, we do not see that such a body, which would remain under the auspices of the GMC, will ever be sufficiently independent. We are also concerned that attempts to try to make it independent will be more costly than the current system, with doctors having to bear these additional costs.”

Read the full report.

GMC tribunal needs greater independence

By Mike Broad - 14th October 2010 3:59 pm

Proposals for a tribunal within the GMC to continue adjudicating on doctors’ fitness to practise are not sufficiently independent, a defence body has claimed.

The MDU told a government consultation that it’s vital that any tribunal is genuinely independent from the GMC and said it did not see how this could be achieved in the preferred option.

The previous administration wanted to transfer adjudication to a new Office of the Health Professions Adjudicator, with the GMC just retaining its role in investigating and prosecuting fitness to practise cases. The separation of these functions was first proposed by Dame Janet Smith in the Shipman Inquiry.

However, as part of the “bonfire of quangos”, the new government’s preferred option is to bin the fledgling OHPA and let the GMC to continue to decide on the sanctions imposed on doctors through a separate disciplinary tribunal.

Dr Mike Devlin, head of advisory services at the MDU, said: “While we support the motivation for the suggestion that the GMC could set up a separate disciplinary tribunal, we do not see that such a body, which would remain under the auspices of the GMC, will ever be sufficiently independent. We are also concerned that attempts to try to make it independent will be more costly than the current system, with doctors having to bear these additional costs.

“Our support for a separate adjudicatory body was based not only on the principle of independence, but was also borne out of our frustration with regulators’ fitness to practise procedures a few years ago. Happily, things have moved on and more recently the GMC has been willing to discuss changes to its procedures, for example to case management and the conduct of fitness to practise cases. This change in the GMC’s approach goes some way to meeting some of our past concerns and we welcome the GMC’s proposals for more independent adjudication in the consultation document. We consider their willingness to consider legal chairs, to be central to any improvements in the procedure.”

The MPS is also disappointed by the government’s preferred option and said there should in effect be an OHPA within the GMC “with an independently appointed president and an independent doctors’ disciplinary tribunal, ideally within the remit of the Administrative Justice and Tribunals Council”.

The government is to abolish 192 government agencies, merging another 118 and substantially reforming a further 171.

Interview: Prof Peter Rubin, chair of the GMC

By Mike Broad - 12th November 2009 2:03 pm

Prof Peter Rubin, chair of the GMC

Prof Peter Rubin, chair of the GMC

Hospital Dr invites Professor Peter Rubin, chair of the GMC, and Professor of Therapeutics at the University of Nottingham, to answer 12 questions and complete a half written sentence:

1. What is the biggest challenge the profession faces?

“Well, the starting point has to be that opinion polls consistently show that the medical profession is easily the most trusted group in the UK. Over the years, doctors have felt most threatened when the profession as a whole has got out of step with public expectations and felt that change was being done to them. So I think the biggest challenge is for the profession to engage in leading change, recognising that the world around us is always changing.”

2. When did you last laugh?

“About 5 minutes ago.”

3. Which person influenced you the most as a doctor and why?

“There’s no one person who stands out, but several people have influenced me in different ways. For example, Sir George Pickering, who was my tutor for a while in Oxford, taught me the importance of seeing the world from my patient’s viewpoint. A young patient who was dying from cancer when I was a registrar taught me the importance of making decisions with your patient, not just for them. I’ve also been influenced by some pretty dire prima donnas in that I’ve been determined never to be like them!”

4. When were you most in danger?

“If you exclude school rugby in Cornwall, I don’t think I’ve ever been in physical danger.”

5. What are the GMC’s biggest priorities over the next year?

“Continuing the piloting for revalidation; the merging of PMETB; preparing to separate adjudication, while the GMC maintains its role in setting standards of practice and investigating complaints. Moving the responsibility for adjudication to the Office of the Health Professions Adjudicator will further demonstrate that decisions are fair and effective, separate from the regulators, the professions and government.”

6. What is your favourite book?

“Maugham’s Of Human Bondage really gripped me with its insight into why people do the things they do.”

7. Is the medical profession becoming over regulated?

“I certainly hope not. There are 180,000 doctors practising in the UK, of whom I’m one, and at the GMC we’re determined that regulation should be proportionate.”

8. What is your guiltiest pleasure?

“Eating Cornish clotted cream straight out of the tub.”

9. Would revalidation catch another Harold Shipman?

“No. Nor was it ever intended to. Revalidation grew out of the Bristol Royal Infirmary when it became clear doctors were working outside their competence, with other doctors knowing and remaining silent.”

10. What was your most embarrassing professional moment? 

“The time I got renal colic in my clinic. There are all sorts of memories, from my patient helping me on to the couch, to being wheeled off past my waiting patients.”

11. Is doctors’ training being dumbed down?

“No. For the last 150 years it has been regularly claimed that doctors are not what they used to be. There’s nothing new in this world.”

12. What achievement are you most proud of? 

“Leading the development of the Nottingham Vet School.”

Finish this sentence: The merger with PMETB is going to be…

…of benefit to the profession and the public by making the regulation of all stages of medical education by a single organisation a reality.

Appointments to fitness to practise adjudicator

By Mike Broad - 28th October 2009 8:58 am

The board steering the new adjudicator on doctors’ fitness to practise is taking shape.

Two non-executive directors have been appointed to the Office of the Health Professions Adjudicator which, from 2011, will adjudicate on the cases brought before it by the GMC.

It is hoped that the separation of investigation from adjudication through the creation of OHPA will demonstrate that fitness to practise decisions are fair and effective and separate from the profession, regulator and government.

The newly appointed non-executive directors, Andrew Colquhoun and Pamela Charlwood, will work with the chair Walter Merricks to oversee the creation of this new independent body and regulatory system.

Colquhoun is chairman of the investigation committee of the Institute of Chartered Accountants, while Charlwood is vice chair of the Hampshire Partnership NHS Foundation Trust. Merricks, who becomes chair of OHPA on 1 November, has been the chief financial ombudsman.

Ian Barker, an MDU solicitor, welcomed the progress. “It’s right that the body that prosecutes does not adjudicate as well - it’s a basic principle of fairness,” he said. 

He added that the OHPA is in the interests of doctors because while the public think the GMC goes easy on doctors, in reality, the opposite is true.   

This split in role was recommended by Dame Janet Smith, who presided over the Shipman Inquiry, and the GMC will in future be confined to investigating complaints, gathering evidence, and ‘prosecuting’ cases.

The General Optical Council will follow the GMC in losing its adjudication role to the new office, and all healthcare professions will eventually abide by the same system.

It represents a significant step away from self-regulation, and follows an increase in lay representation within the GMC. Last year, the GMC also controversially changed the burden of proof required in making fitness to practise decisions. The civil standard of proof is now applied, so allegations no longer have to be proved beyond reasonable doubt but on the balance of probabilities.

It is hoped that OHPA’s development provides an opportunity to improve case management.

MDU’s Barker believes the length of hearings and their cost could be reduced if the OHPA used legally qualified chairs on fitness to practise panels.

He said: “As it exists, a legal assessor advises the panel. But, gone are the days when you had a panel of 12 doctors needing independent legal advice. If you had a legal chair, they could make their own legal determinations and it would cut down on the considerable amount of time spent dealing with legal aspects.”

Financial expert to adjudicate on GMC cases

By Mike Broad - 2nd July 2009 3:55 pm

A financial ombudsman has been appointed to lead the new body which will adjudicate on fitness to practise cases brought against doctors.

Walter Merricks will oversee the development of the new Office of the Health Professions Adjudicator after having been the chief ombudsman at the Financial Ombudsman Service since 1999.

The Office of the Health Professions Adjudicator (OHPA) will, from 2011, adjudicate on fitness to practise cases brought before it by the GMC.

The GMC will continue in their current role in setting standards of practise, investigating complaints and deciding whether to refer concerns about a professional’s fitness to practise to an OHPA panel for a hearing. 

The separation of this role was recommended by the Shipman Inquiry’s fifth report and, according to the Department of Health, will ensure that decisions are fair, effective and separate from the regulators, professions and government.

Before the OHPA begins its role, Merricks will oversee a public consultation about its procedural rules to inform its operation.

Merricks has previously been chairman of the British and Irish Ombudsman Association and a member of the Human Fertilisation and Embryology Authority.

He said: “I relish the challenge of taking the principles that have been central to my longstanding work as an ombudsman - independence, fairness and consistency - and applying them as key values in establishing the new Office of the Health Professions Adjudicator.”